Allens online learning

Key changes from ASIC and AFCA on financial services regulation

Overview of ASIC v AGM markets

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Speaker: Simun Soljo
Recorded on 26 May 2020

Covered in this video:

  • ASIC v AGM markets
  • Investor contraventions
  • Compliance contraventions
  • Principles of efficiently, honestly and fairly

17 minute watch – webinar will open in a new tab.

AFCA - fair in all the circumstances?

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Speaker: Michelle Levy
Recorded on 26 May 2020

Covered in this video:

  • Who or what is AFCA?
  • Why would a financial institution sign up to AFCA?
  • What are AFCA’s powers?
  • And what have the courts had to say?
  • What can a financial firm do if they are unhappy with an AFCA determination?

28 minute watch – webinar will open in a new tab.

ASIC financial advice temporary relief

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Speaker: Ally Crowther
Recorded on 26 May 2020

Covered in this video:

  • ASIC financial advice temporary relief
  • Early release of superannuation measures
  • Super trustees
  • Other advice relief measures

17 minute watch – webinar will open in a new tab.

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