Funds Management

Financial services regulation

Funds, financial services providers and issuers of financial products operate in a complex regulatory environment in Australia. We help them to chart their way, advising Australian and offshore clients on all aspects of Australian financial services regulation, including financial services licensing and licence compliance generally; ASIC regulatory requirements; breach reporting and applications for exemption; market rules and disclosure; and the application of client money and trust account provisions.

For more information on our financial services regulation practice, visit  our Financial Services Regulation pages.