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What this means for governance and directors’ duties
Looking forward: 2020 and beyond As we look forward at what's to come, the Royal Commission's lessons on governance and director duties continue to resonate in Australian boardrooms across a range of industries. Here are a few key points: ...
What this means for risk, compliance & personal accountability
The BEAR It comes as no surprise that one of the key ways in which the Final Report recommends the need for greater personal accountability be addressed is by the expansion of the BEAR. Specifically, the Commissioner has recommended that: ...
Contract law update
Covered in this webinar: Further information on topics and speakers will be released in the new year. ...
Financial services regulation update (September edition)
Covered in this webinar: APRA enforcement update – In July 2024, APRA announced it had agreed to accept an enforceable undertaking from OnePath Custodians, and that OnePath had paid $10.7 million under infringement notices issued by APRA. This webinar takes a look at the case in detail, including some of the key takeaways for superannuation trustees and other APRA-regulated entities. DDO enforcement update – ASIC has successfully prosecuted the first two design and distribution obligations cases. This webinar takes a look at some key findings from those cases, including the court's view on what constitutes 'reasonable steps' for issuers and distributors of financial products and an issuer's obligation to monitor and review data. ...
Financial services regulation update (December edition)
Covered in this webinar: Consultation on the first tranche the Albanese Government's 'Delivering Better Financial Outcomes' package of reforms, addressing several recommendations from the Quality of Advice Review; and ASIC's civil penalty proceedings against Telstra Super Pty Ltd, being the first case to test the application of the internal dispute resolution obligations in s912A of the Corporations Act. ...
Financial services regulation update (October edition)
Covered in this webinar: a fast transition, in which gas is quickly replaced with other sources of energy; and a softer transition, in which gas is used as a fuel source over the longer term, in conjunction with renewable sources. ...
Financial services regulation update (September edition)
Covered in this webinar: The latest from the Court of Appeal on conflicted remuneration and financial product advice The Financial Accountability Regime ...
Tax dispute series: diverted profits tax and PepsiCo
Covered in this webinar: PepsiCo facts and legal issues; DPT interaction with transfer pricing and the general anti-avoidance rule; and managing DPT risks with evidence and case preparation. ...
Key themes shaping Australian regulatory enforcement risk in 2024
Legal and compliance leaders often ask us: what are the top enforcement risks we face and how can we prepare? In this report we cover the key themes running through regulatory enforcement activity in 2022 and what they will mean for you in 2023. Most sectors will be impacted by the seven key trends. ...
Class action risk 2025
The recent decline in class action filings might suggest a corresponding decrease in risk. However, class action risk is far from subsiding. The reality is that class action lawsuits remain a significant and ongoing risk for all businesses operating in Australia ...