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What this means for new regulatory enforcement landscape
Issues

Preparing your business to respond Although dealing with regulators will never be an exact science, there are steps you can take now to navigate this new regulatory enforcement landscape. We have been assisting clients with: preparing a ...

Financial services regulation update (September edition)
Webinar 22 Sep 2023

Covered in this webinar: The latest from the Court of Appeal on conflicted remuneration and financial product advice The Financial Accountability Regime ...

Seven key themes set to shape regulatory enforcement risk
Insight 21 Feb 2023

Legal and compliance leaders often ask us: what are the top enforcement risks we face and how can we prepare? In this report we cover the key themes running through regulatory enforcement activity in 2022 and what they will mean for you in 2023. Most sectors will be impacted by the seven key trends. ...

Financial services regulation update (October edition)
Webinar 20 Oct 2023

Covered in this webinar: a fast transition, in which gas is quickly replaced with other sources of energy; and a softer transition, in which gas is used as a fuel source over the longer term, in conjunction with renewable sources. ...

Financial services regulation update (November edition)
Webinar 28 Nov 2024

Covered in this webinar: The significant reforms to Australia's merger control regime likely coming into effect from 1 January 2026. What will the new regime look like? Which types of deals are likely to be caught? What practical issues should be considered before the new regime comes into effect? APRA's increasing scrutiny of expenditure by superannuation trustees. What are APRA's areas of likely focus for surveillance and enforcement action? What are the expenditure requirements in the new SPS 515? What practical steps can trustees take to prepare? ...

Financial services regulation update (November edition)
Webinar 10 Nov 2023

In this session, we will cover the long-overdue package of reforms to the Personal Property Securities Act 2009 (Cth) is finally out. The changes are extensive and include 345 of the recommendations from the 2015 Whittaker Review. It's mostly good news, but there's a huge amount to think about and do, and now is the time to have your say to get it right. ...

What this means for risk, compliance & personal accountability
Issues

The BEAR It comes as no surprise that one of the key ways in which the Final Report recommends the need for greater personal accountability be addressed is by the expansion of the BEAR. Specifically, the Commissioner has recommended that: ...

Class action risk 2024
Insight 17 Mar 2024

Class action filings rebounded in 2023, making it the second biggest year for filings of all time. While consumer claims continue to dominate, claims from shareholders and employees remain significant areas of risk. ...

Class action risk returning to previous heights
Webinar 28 Mar 2024

In this webinar, we address the current indicators and drivers of class action risk, with a particular focus on how risk has changed during 2023 and how it can affect you and your organisation in 2024. ...

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