1-10 of 77 results
ASIC and APRA announce strategic priorities for 2025-26
Each year, ASIC and APRA release their Corporate Plans, which identify the regulators' strategic priorities and projects. They provide an insight into where ASIC and APRA will direct their resources a ...
Greenwashing enforcement reaches new heights
The Australian Competition and Consumer Commission (the ACCC) has recently launched new proceedings in the Federal Court over alleged greenwashing. This continues the trend of increased regulatory scr ...
ASIC puts life companies on notice to improve sales practices
ASIC issued a 'Dear CEO' letter to life companies on 18 August 2025, setting out key observations from a recently completed review of direct sales practices of life companies, although we think t ...
ASIC announces targeted review of aspects of RG 97 and portfolio holdings disclosure rules
ASIC has announced it will commence a targeted review of the information disclosure requirements in Regulatory Guide 97 Disclosing fees and costs in PDSs and periodic statements (RG 97), which are the ...
Treasury consults on best practice principles for superannuation retirement income products
Treasury recently published the Guidance on best practice principles for superannuation retirement income solutions consultation paper (the Consultation Paper), setting out and seeking feedback on pro ...
ESG class actions: emerging trends
As the global push towards decarbonisation and ethical sourcing intensifies, businesses must keep abreast of ESG developments not only to maintain their social licence to operate and comply with evolv ...
Cyber enforcement in the spotlight again as ASIC pursues Fortnum Private Wealth
ASIC has commenced civil penalty proceedings against AFS licensee Fortnum Private Wealth Limited (Fortnum), alleging it failed to adequately manage cybersecurity risks across its network of authorised ...
Enforcement and litigation risk in insurance 2021
There is a growing appetite for litigation and regulatory enforcement in the insurance industry. In the wake of the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry (the Financial Services ...
Where to next? Responding to the evolving landscape for business and human rights
With significant ESG developments unfolding globally and the dust settling on our own federal election, now is the time to take stock of the ESG landscape in Australia, particularly in the 'S' domain. ...
Regulatory scrutiny of private capital increases
Private capital is becoming a growing focus of regulators, both in Australia and internationally, given the ever-increasing flow of capital to the sector in recent years. ...