1-10 of 220 results
FFSP AFSL exemptions (re)introduced: is this the end to regulatory limbo for FFSPs?
Following two dissolutions of Parliament and one pandemic, the Australian Government on 26 November 2025, for a third time, re-introduced the proposed exemptions for foreign financial service provider ...
2025 regulatory enforcement trends and what they mean for the year ahead
Australia’s regulatory and enforcement landscape remained active and increasingly assertive in 2025, driven by cost-of-living pressures, rapid digital change and rising expectations around governance and accountability. ...
Enhancing oversight and governance of managed investment schemes
In the wake of the Shield Master Fund and First Guardian Master Fund collapses, the Australian Government has released a Consultation Paper on 'enhancing oversight and governance of managed investment ...
Pulse check 2025: how APRA and ASIC expect trustees to support retirement
ASIC and APRA recently published their report, 'Industry update: 2025 Pulse Check on retirement income covenant implementation' (Report), following a voluntary survey of superannuation trustees on the ...
Proposed RG 97 stamp duty and PHD private credit changes on the horizon
ASIC has announced proposed: limited changes to the way stamp duty will be disclosed under Regulatory Guide 97 Disclosing fees and costs in PDSs and periodic statements (RG 97), which are the rules f ...
ASIC's evolving capital markets report: what it means for industry
ASIC has released Report 823 'Advancing Australia's evolving capital markets: Discussion paper response report' (the Report), which follows market consultation conducted by ASIC in response to its Feb ...
ASIC targets governance in ESG-marketed fund greenwashing case
ASIC has alleged governance failures and misleading conduct against the responsible entity of an ESG-marketed registered managed investment scheme. On 2 October 2025, it commenced civil penalty procee ...
ASIC and APRA announce strategic priorities for 2025-26
Each year, ASIC and APRA release their Corporate Plans, which identify the regulators' strategic priorities and projects. They provide an insight into where ASIC and APRA will direct their resources a ...
ASIC announces targeted review of aspects of RG 97 and portfolio holdings disclosure rules
ASIC has announced it will commence a targeted review of the information disclosure requirements in Regulatory Guide 97 Disclosing fees and costs in PDSs and periodic statements (RG 97), which are the ...
Treasury consults on best practice principles for superannuation retirement income products
Treasury recently published the Guidance on best practice principles for superannuation retirement income solutions consultation paper (the Consultation Paper), setting out and seeking feedback on pro ...