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ASIC puts life companies on notice to improve sales practices
Insight 21 Aug 2025

ASIC issued a 'Dear CEO' letter to life companies on 18 August 2025, setting out key observations from a recently completed review of direct sales practices of life companies, although we think t ...

ASIC announces targeted review of aspects of RG 97 and portfolio holdings disclosure rules
Insight 14 Aug 2025

ASIC has announced it will commence a targeted review of the information disclosure requirements in Regulatory Guide 97 Disclosing fees and costs in PDSs and periodic statements (RG 97), which are the ...

Navigating the six key issues affecting data centre investment and operation
Insight 31 Jul 2025

Data centre development is capital-intensive, requiring both debt and equity funding. This report explores emerging funding models, investor considerations across real estate and infrastructure, and the growing need for energy generation and grid capacity. ...

Cyber enforcement in the spotlight again as ASIC pursues Fortnum Private Wealth
Insight 24 Jul 2025

ASIC has commenced civil penalty proceedings against AFS licensee Fortnum Private Wealth Limited (Fortnum), alleging it failed to adequately manage cybersecurity risks across its network of authorised ...

New seller disclosure scheme: from 'buyer beware' to transparent transactions
Insight 22 Jul 2025

On 1 August 2025 the Property Law Act 2023 (Qld) will replace the Property Law Act 1974 (Qld)—a landmark reform that will modernise Queensland's property law and enhance transparency in property ...

RBA’s payment shake-up: implications for merchants and payment service providers
Insight 17 Jul 2025

The Reserve Bank of Australia (RBA) has published a consultation paper setting out its proposed changes to the standards regulating interchange fees and merchant surcharging, following consultation on ...

ASIC provides relief for licensees under the reportable situations regime
Insight 01 Jul 2025

ASIC has provided some additional relief from the 'reportable situations' regime that applies to Australian financial services and credit licensees. The changes apply immediately, and licensees should review and update their internal systems for dealing with incidents and reportable situations to re ...

ASIC’s private markets push: what industry should prepare for
Insight 16 Jun 2025

ASIC is taking an open and collaborative approach with industry to Australia's private markets, as it seeks to understand the private capital landscape. It has said it is open to all actionable ideas that are within ASIC's 'gift to give' and welcomed the industry feedback it has received to date. ...

Financial Review Mining Summit 2025 panel discussion
Insight 22 May 2025

Australia’s mining industry is navigating a year of enormous political upheaval. A new administration in the White House has brought hefty tariffs on major trading partners, while at home, the G ...

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