Profile of Dave Filov

Dave Filov

Counsel, LLB, BA

About Dave Filov

Dave’s practice focuses on ASX-listed entities and he brings to the firm his extensive knowledge as a Principal Adviser in the Listings Compliance unit at the ASX.

Dave advises on equity capital markets, IPOs, backdoor listings, recapitalisations, and corporate governance. Dave has extensive knowledge of the JORC Code 2012 and regularly assists mining and resources clients in preparing compliant ASX announcements including DFS, PFS and scoping study announcements, reserve and resource estimates and general exploration results.

Dave was named as a Recommended Corporate Lawyer – Western Australia by Doyle’s Guide 2019, 2018 and 2017.

Relevant experience includes advising:

  • New Century Resources – recompliance listing of the Century Zinc Mine; various secondary capital raisings
  • Murray Cod Australia (previously Timpetra Resources) – back door listing of a vertically integrated aquaculture business in NSW
  • Initial public offerings for Albion Resources, Podium Minerals, QEM and Torrens Mining
  • Indiana Resources (previously IMX Resources) – demerger and subsequent successful initial public offering of Graphex Mining Limited
  • Anax Metals (previously Aurora Minerals) – acquisition of up to 80% interest in Whim Creek Project and associated recompliance listing
  • First Au (previously Public Holdings (Australia)) – acquisitions, capital raising and back door listing of exploration projects
  • DotzNano – back door listing of Israel-based technology into Northern Iron and subsequent capital raisings
  • Hawkstone Mining – recapitalisation via deed of company arrangement; acquisition of USA Lithium and capital raisings
Secondary Capital Raisings:
  • Aurora Minerals (now Anax Metals)
  • Big River Gold
  • Eagle Mountain Mining
  • Jindalee Resources
  • Predictive Discovery
  • Superior Lake Resources
  • Triangle Energy