11-20 of 510 results

Breach reporting update: reducing the regulatory burden on licensees
Insight 26 Oct 2023

ASIC has made some helpful amendments (the Instrument ) to AFS and credit licensees’ obligations regarding certain breach reporting under the reportable situations regime (the Regime ). These updat ...

October financial services regulation update

Webinar: October financial services regulation update ...

Big changes incoming: consultation opens on amendments to the PPSA
Insight 19 Oct 2023

The Federal Government has invited public consultation on its proposed changes to the Personal Property Securities Act 2009 (Cth). The changes are extensive, and will implement most of the 394 recommendations from the 2015 Whittaker Review. ...

Corporate trustees: no fiduciary duty owed by a successor trustee to its predecessor
Insight 18 Oct 2023

A recent New South Wales Court of Appeal judgment has resolved a difficult question concerning the law of corporate trustees, and serves as a practical reminder of the difficulties faced, in particular, by insolvency practitioners appointed to insolvent former trustees. ...

Spotting and stopping scams – a conversation with Anna Bligh

Webinar: Spotting and stopping scams – a conversation with Anna Bligh ...

APRA finalises its guidance on investment governance in superannuation (SPG 530)
Insight 16 Aug 2023

After two years of consultation on investment governance practices in superannuation, APRA has recently released the final Prudential Practice Guide (Investment Governance) (SPG 530). ...

Part 1 – Detailed Analysis of CPS 230 and comparison with existing standards
Insight 11 Aug 2023

Operational risk has been a headline issue in the superannuation, insurance and banking industries over recent years, so it is no surprise to see APRA sharpening its focus on operational resilience with the release of a new draft prudential standard, CPS 230. In this Insight we provide an overview of CPS 230 and what it will mean for you. ...

Setting a new standard: a guide to APRA's operational risk management reforms
Insight 11 Aug 2023

Given the tight timeframes proposed, APRA regulated entities should begin to review their operational risk management processes and arrangements against draft CPS 230 – see our practical implementation guide here. ...

End in sight for FFSP transitional arrangements
Insight 10 Aug 2023

In exciting news for foreign financial service providers (FFSPs), the Australian Government has announced new proposals to reform the foreign financial services licensing regime following a lengthy period of uncertainty and ongoing transitional arrangements. ...

Key observations from the Government's review of Australia's corporate insolvency regime
Insight 13 Jul 2023

Key observations from the Government's review of Australia's corporate insolvency regime. ...