10 results

Design and Distribution Obligations
Other

Amy specialises in financial services regulation and compliance law. Advising on regulatory aspects of digital transformation, M&A, product design and structuring, and traditional legal compliance, AML, privacy, regulatory investigations ...

What this means for culture
Other

Will culture within financial services entities be prescribed? No. The Final Report identifies that there is no single 'best practice' for culture, but adherence to 'basic norms of behaviour' is a bare minimum; and culture cannot be ...

What this means for mortgage brokers and financial advisers
Other

Remuneration The Commissioner recommended that trail commissions on new loans be abolished and the Government plans to do so with effect from 1 July 2020. However, the Commissioner also said that trail commission on existing loans should ...

What this means for class action risks in financial services
Other

Filings: what have we seen and what's to come? Before the publication of the Final Report, the matters raised during the Royal Commission resulted in either the commencement or investigation of class actions in relation to: Superannuation ...

What this means for new regulatory enforcement landscape
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Preparing your business to respond Although dealing with regulators will never be an exact science, there are steps you can take now to navigate this new regulatory enforcement landscape. We have been assisting clients with: preparing a ...

PE Horizons 2020
Other

Discusses domestic and global sponsors decision making and key strategies for 2020. Focuses on using data in deals, both the opportunities and challenges. Examines the continued focus of investments in Australia in 2020. Looking at the ...