Results for "Design and distribution obligations"
11-20 of 917 results for 'Design and distribution obligations'
Financial services regulation update (December edition)
Covered in this webinar: Consultation on the first tranche the Albanese Government's 'Delivering Better Financial Outcomes' package of reforms, addressing several recommendations from the Quality of Advice Review; and ASIC's civil penalty proceedings against Telstra Super Pty Ltd, being the first case to test the application of the internal dispute resolution obligations in s912A of the Corporations Act. ...
APRA releases Discussion Paper on Governance, proposing more prescriptive requirements for banks, insurers and RSE licensees
In the discussion paper released yesterday, APRA says that 'well governed entities are more resilient in times of stress, more agile in times of change, and demonstrate more sophisticated risk judgement'. ...
Financial services regulation update (September edition)
Covered in this webinar: The latest from the Court of Appeal on conflicted remuneration and financial product advice The Financial Accountability Regime ...
Geoff Sanders
Partner
Melbourne
Areas of expertise
- Corporate Advisory & Governance
- Financial Services Regulation
- Funds Management
- Private Equity
- Superannuation
What this means for mortgage brokers and financial advisers
The response to the Final Report The Government's initial response to support the Recommendations was met with intense dissatisfaction and criticism from the mortgage broking industry. Industry groups argued that banning trail commissions ...
Another tranche of proposed financial advice changes lands
Treasury has released a consultation draft Bill to implement part of tranche 2 of the Government's response to the Quality of Advice Review (QAR). ...
Enforcement and litigation risk in insurance 2021
There is a growing appetite for litigation and regulatory enforcement in the insurance industry. In the wake of the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry (the Financial Services ...
Financial services regulation update (October edition)
Covered in this webinar: a fast transition, in which gas is quickly replaced with other sources of energy; and a softer transition, in which gas is used as a fuel source over the longer term, in conjunction with renewable sources. ...
Kerensa Sneyd
Partner
Melbourne
Areas of expertise
- Financial Services Regulation
- Risk & Compliance Advisory
Renewables, grids and human rights: risk, obligations and best practice
Covered in this webinar: Recognising potential modern slavery issues related to supply chains, and how to identify and lessen associated risks. Respecting Indigenous rights, including Free Prior and Informed Consent, benefit sharing and co-ownership, and cultural heritage considerations. Unpacking social licence obligations - what communities and stakeholders now expect. ...