31-40 of 517 results

Design and distribution obligations for investment products – ASIC's latest expectations
Insight 10 May 2023

ASIC has released Report 762 (the Report) following its recent review into how investment product issuers are complying with the Design and Distribution Obligations (DDO) regime. The report summarises ASIC's findings and highlights areas for improvement. ...

Breach reporting
Insight 03 May 2023

In this Insight, we provide an overview of the Regulatory Guidance 78: Breach reporting by AFS licensees and credit licensees (RG 78) updates, and discuss some of the issues ASIC has left on the table for round two. ...

ASIC report on life insurance in superannuation
Insight 05 Apr 2023

ASIC report on life insurance in superannuation and actions for superannuation trustees. In this Insight, we highlight further action superannuation trustees should be taking as identified in the Report against the backdrop of their regulatory obligations. ...

DDO conditional relief: facilitating the reissue of life insurance policies
Insight 21 Mar 2023

In a welcome move for life insurers reissuing or reinstating certain life policies, ASIC has registered the ASIC Corporations Instrument 2023/183. In this Insight, we provide a brief overview of the purpose of the Instrument and the relief granted by ASIC. ...

Recovery and exit planning – new requirements for APRA-regulated entities
Insight 14 Mar 2023

APRA has released Prudential Standard CPS 190: Recovery and exit planning (CPS 190), which aims to ensure that all APRA-regulated entities are prepared for scenarios that may impact the financial viability of their business. In this Insight, we provide an overview of the new requirements in CPS 190. ...

Key trends in UK and Australian financial services regulation: in conversation with Linklaters
Webinar

Webinar: Key trends in UK and Australian financial services regulation: in conversation with Linklaters ...

Quality of Advice Review – Q&A
Webinar

Webinar: Quality of Advice Review – Q&A ...

Quality of Advice Review final report - a snapshot
Insight 09 Feb 2023

We provide an overview of the recommendations and implications for industry. If fully implemented, the changes would be the most radical overhaul of the financial advice laws since FoFA. ...

Regulating crypto – token mapping consultation paper hints at future licensing regime
Insight 08 Feb 2023

The Australian Government published its consultation paper Token Mapping. In this Insight, we provide an overview of the Government's proposed approach and how it will impact regulatory reform in the crypto-asset sector. ...

ASIC releases final revised Derivatives Transaction Reporting Rules
Insight 23 Dec 2022

The ASIC Rules on Derivatives Trade Reporting are being renewed and revised to be simpler and more consistent with international standards. The final revised rules were made this week and are due to take effect on 21 October 2024. The current rules have been extended until then. ...

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